东北黑土区冻结及含水量对可溶性有机碳反演模型精度影响

    Effects of freezing and soil water content on dissolved organic carbon retrieval precision in the black soil region of Northeast China

    • 摘要: 高光谱遥感因其快速高效的优势被广泛应用于土壤有机质监测,而不同土壤水分冻结状态可能对光谱特征产生影响,有机质反演模型精度尚不清楚。为探究采用高光谱遥感反演冻土可溶性有机碳(dissolved organic carbon,DOC)含量的可行性,该研究针对有机质含量丰富的黑龙江典型季节性冻土,采集未冻结与冻结状态下的土壤光谱,经5种预处理后,利用变量投影重要性(variable importance in projection,VIP)和一维卷积神经网络(one-dimensional convolutional neural network,1D-CNN)筛选并提取特征,采用反向传播神经网络(backpropagation neural network,BPNN)、随机森林(random forest,RF)、表格先验拟合网络(tabular prior-fitted network,TabPFN)和梯度增强算法(xetreme gradient boost,XGBoost)构建DOC含量反演模型,并划分低高含水率选取最优模型建模,对比未冻结与冻结状态及不同含水率的模型反演效果。结果表明:1)4种模型均能较好的预测土壤DOC含量,模型精度从大到小依次为:RF、XGBoost、TabPFN、BPNN,冻结前、后一阶微分反射率构建的RF模型精度均为最佳(验证决定系数均大于0.8,均方根误差均小于14.9 mg/kg,相对分析误差在2.0~2.5)。2)冻结状态降低了最佳模型的反演精度,且对BPNN模型削弱作用最大(相对分析误差下降7.36%),对XGBoost模型削弱作用最小(相对分析误差下降4.30%)。3)高含水率条件下模型反演精度普遍优于低含水率;冻结状态下,低含水率模型精度下降相对较大(相对分析误差降低13%~19%)。该研究构建的RF模型可为季节性冻结黑土DOC含量的高光谱监测提供一定的技术支撑。

       

      Abstract: Rapid monitoring of dissolved organic carbon (DOC) content is often required in the frozen black soil. It is crucial to assess the soil fertility under different conditions. Nutrient migration and transformation can also be used to elucidate the carbon cycling in the field. Hyperspectral remote sensing has been widely applied to monitor the soil organic matter, due to its rapidity and efficiency. However, the soil freezing can alter the spectral characteristics. It also remains unclear on the accuracy of inversion models under frozen conditions. In this study, a hyperspectral inversion model was established for the DOC content in the frozen black soil. A systematic comparison was made on the accuracy differences of the models over various moisture gradients under frozen versus unfrozen states. Typical seasonally frozen black soil was selected from the Heshan Farm in Heilongjiang Province, China. Random samples were collected with three DOC levels. The DOC content was then measured. Pure water was added at different gradients after measurement. Ultimately, 120 experimental samples were obtained with the moisture contents ranging from 3.57% to 30.14% and DOC concentrations between 171.80 and 322.75 mg/kg. Surface hyperspectral reflectance was collected under unfrozen and frozen states using an AvaField-3 field spectroradiometer. Five spectral preprocessing approaches were applied: raw spectral reflectance (REF), first-order differential reflectance (FDR), second-order differential reflectance (SDR), logarithm of reciprocal (LR), and standard normal variable (SNV). Variable importance in projection (VIP) was used to select the sensitive bands. A one-dimensional convolutional neural network (1D-CNN) was employed for the feature extraction.The dataset was partitioned using the Kennard-Stone (KS) algorithm with a calibration-to-validation ratio of 2:1, resulting in 80 samples for the calibration set and 40 for the validation set. The DOC inversion models were constructed using four machine learning models, including backpropagation neural network (BPNN), random forest (RF), tabular prior-fitted network (TabPFN), and extreme gradient boosting (XGBoost). The optimal model was selected from the low and high moisture gradient categories. The performance of the model was finally evaluated using the coefficient of determination for calibration (RC2), coefficient of determination for prediction (RP2), root mean square error (RMSE), and ratio of performance to deviation (RPD). The results indicated that: 1) All four models effectively predicted the soil DOC content. The accuracy was ranked in descending order under both unfrozen and frozen states: RF > XGBoost > TabPFN > BPNN. The RF-FDR model demonstrated the best performance was achieved (unfrozen: RC2=0.867, RP2=0.851, RMSE=13.095 mg/kg, RPD=2.410; frozen: RC2=0.824, RP2=0.808, RMSE=14.830 mg/kg, RPD=2.123). While the BPNN-LR model demonstrated the worst performance (unfrozen: RC2=0.778, RP2=0.742, RMSE=17.200 mg/kg, RPD=1.889; frozen: RC2=0.721, RP2=0.687, RMSE=18.945 mg/kg, RPD=1.670). 2) Soil freezing status significantly dominated the accuracy of DOC inversion among models. Comparative analysis revealed that the optimal preprocessing remained consistent before and after freezing. However, the freezing reduced the inversion accuracy of all models, with the most substantial decline in BPNN (RP2 and RPD decreased by 7.36% and 11.62%, respectively), and the least in XGBoost (RP2 and RPD decreased by 4.70% and 7.25%, respectively). 3) Moisture content gradients considerably influenced the accuracy of the model. The high-moisture models outperformed the low-moisture ones under unfrozen conditions, with RP2 and RPD higher by 0.06-0.09 and 0.20-0.40, respectively. There was a decrease in the accuracy of both low-moisture and high-moisture models under frozen conditions. The low-moisture models were reduced significantly (RP2 and RPD decreased by 16%~18% and 13%-19%, respectively). The RF-FDR model can also provide the technical support for the hyperspectral monitoring of the DOC content in seasonally frozen black soil.

       

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