论耕地利用可持续集约化与农户生计转型

    Sustainable intensification of cultivated land use and farming households' livelihood transition

    • 摘要: 借鉴国际可持续集约化思想理念,从思想缘起、概念内涵、目标设定和理论推演等4个方面厘清耕地利用可持续集约化的科学问题;基于农户微观视角,从生计环境、生计资本、生计策略和结果演替等4个方面解构生计转型的客观规律;进而探究耕地利用可持续集约化与农户生计转型之间的互馈关系。研究发现:1)耕地利用可持续集约化具有经营集约化、产出高效化、资源节约化、生态环境不退化和社会可持续五方面内涵,彼此之间存在制衡与协同;通过追求生态、经济和社会效益之间的最优解,使耕地利用的复合效益达到最佳状态。2)农户生计转型是生计环境、生计资本和生计策略共同作用,渐次演变的结果,生计环境影响早期生计资本的积累,生计资本影响生计策略的选择,生计策略决定生计转型的方向。3)耕地利用可持续集约化与农户生计转型在耕地依存关系和土地意识、耕地利用水平和行为响应等方面存在互馈关系。

       

      Abstract: Abstract: Sustainable Intensification of Cultivated Land Use (SICLU) has been an effective tool to optimize the patterns of agricultural system. A tradeoff can be made for the contradiction between growing food demand and environmental resource constraints, further to realize the green transition of regional cultivated land use, according to the local conditions. The farming households have been one of the most important micro-socio-economic subjects, particularly for the independent decision-making unit in the cultivated land use. The Farming-Households Livelihood Transition (FHLT) can directly influence the cultivated land use, in terms of the contradiction between population, economy, resources, and environment. Therefore, it is necessary to clarify the correlation and mutual feedback between SICLU and FHLT under the background of the "new agriculture, rural areas and farmers". In this study, four aspects of SICLU were explored from the international concept of Sustainable Intensification (SI), including the ideological origin, conceptual connotation, goal setting, and theoretical deduction. Another four aspects of FHLT were also considered from the micro perspective of farming households, including the livelihood environment, livelihood capital, livelihood strategy, and outcome succession. Then, the mutual relationship between SICLU and FHLT was established to optimize the mode of cultivated land use in agricultural development, further promoting the SICLU transformation from multiple dimensions. The results show that: 1) The SICLU presented five connotations, including intensive management, high efficiency of yield, resource-saving, non-degradation of ecological environment, and social sustainability, indicating the balances and synergies between them. Since the SICLU was closely related to three realistic goals, including ecological, economic, and social benefits, the best compound benefit of cultivated land use was the optimal solution during optimization among the three. 2) The FHLT was originated from the gradual evolution of livelihood environment, capital and strategy. Specifically, the livelihood environment influenced the accumulation of livelihood capital in the early stage, while the livelihood capital influenced the choice of livelihood strategy, and the livelihood strategy determined the direction of livelihood transition. 3) There was a feed-back relationship between SICLU and FHLT, in terms of the cultivated land dependency, land awareness, the level of cultivated land use and behavior response. The external environment and resource endowment of cultivated land dominated the direction of FHLT via the accumulation and survival of farming-households livelihood capital. The FHLT changed the dependence relationship and land consciousness of farming households on the cultivated land, leading to the behavior of cultivated land use, the level of SICLU, the farmers-livelihoods feedback, and the livelihood transformation. Consequently, it is necessary to adopt classified policies to guide farming households of different livelihoods to change their cultivated land use behaviors, optimize livelihood strategies, and comprehensively regulate the sustainable and intensive transition of regional cultivated land use. This finding can also provide a strong reference for understanding the process and response mechanism of SICLU and FHLT.

       

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