李振, 曹见飞, 杨晗, 刘建华, 王召海, 段欣荣, 张乐天. 采用非负矩阵分解方法的秸秆-土壤光谱解混及盐分估测[J]. 农业工程学报, 2022, 38(8): 161-168. DOI: 10.11975/j.issn.1002-6819.2022.08.019
    引用本文: 李振, 曹见飞, 杨晗, 刘建华, 王召海, 段欣荣, 张乐天. 采用非负矩阵分解方法的秸秆-土壤光谱解混及盐分估测[J]. 农业工程学报, 2022, 38(8): 161-168. DOI: 10.11975/j.issn.1002-6819.2022.08.019
    Li Zhen, Cao Jianfei, Yang Han, Liu Jianhua, Wang Zhaohai, Duan Xinrong, Zhang Letian. Spectral unmixing of straw and soil to estimate the soil salinity using non-negative matrix factorization[J]. Transactions of the Chinese Society of Agricultural Engineering (Transactions of the CSAE), 2022, 38(8): 161-168. DOI: 10.11975/j.issn.1002-6819.2022.08.019
    Citation: Li Zhen, Cao Jianfei, Yang Han, Liu Jianhua, Wang Zhaohai, Duan Xinrong, Zhang Letian. Spectral unmixing of straw and soil to estimate the soil salinity using non-negative matrix factorization[J]. Transactions of the Chinese Society of Agricultural Engineering (Transactions of the CSAE), 2022, 38(8): 161-168. DOI: 10.11975/j.issn.1002-6819.2022.08.019

    采用非负矩阵分解方法的秸秆-土壤光谱解混及盐分估测

    Spectral unmixing of straw and soil to estimate the soil salinity using non-negative matrix factorization

    • 摘要: 黄河三角洲地区发展节约型农业,大力推行秸秆还田技术以改善土壤生态环境,当利用遥感技术对部分秸秆覆盖地区进行土壤盐渍化监测时,混合像元制约土壤盐分遥感估测的精度。该研究设置10组不同秸秆覆盖度的盐渍化地表场景,多次光谱测量并取平均值作为其反射光谱。探究非负矩阵分解(Non-negative Matrix Factorization,NMF)方法分离农业秸秆和土壤光谱的有效性,并基于分离出的土壤光谱构建偏最小二乘法土壤盐分估测模型。结果表明:1)秸秆覆盖会使土壤光谱反射率增高,相比于纯土壤光谱在1 730 nm、2 090 nm附近出现吸收谷;2)通过NMF进行混合光谱解混之后,可以有效地将土壤光谱从秸秆覆盖光谱中分离出来,且土壤光谱保留了土壤盐分信息;3)对于不同秸杆覆盖水平下的土壤盐分估测模型而言,与原始混合光谱相比,利用土壤光谱NMF分离数据构建的模型精度普遍提高,建模集决定系数平均提高0.07,均方根误差降低1.21。验证集决定系数、相对分析误差分别平均提高0.07、0.25,均方根误差降低1.22。该研究可为黄河三角洲地区部分秸秆覆盖盐渍土地的近地面遥感估测精度的提高提供方法。

       

      Abstract: Abstract: Straw returning to the field has been used to promote the soil ecological environment in the Yellow River Delta. A remote sensing estimation of soil salt can greatly contribute to monitor the soil salinization in the straw covered areas. However, the mixed data has posed a great challenge on the pixel accuracy, due to both straw and soil spectral signals in the same pixel. In this study, ten groups of salinized surface scenes were firstly collected with different straw coverage. Multiple spectral measurements were then carried out on each sample, where the average value was taken as the reflection spectrum. The Non-negative Matrix Factorization (NMF) was selected to treat the mixed spectrum under the non-negative restriction in the process of spectral unmixing. The endmember matrix and abundance matrix were updated simultaneously by an iterative method, and finally two endmember spectra were extracted. The spectra of soil and straw were separated to evaluate the performance of the straw removal from the mixed spectrum, according to the retaining salinity information. Finally, the soil salt model was constructed using the Partial Least Square Regression (PLSR), further to verify the effectiveness of NMF for the spectral unmixing and extracting soil spectrum. The results show that: 1) The soil spectral reflectance decreased gradually with the increase of the salinity in the whole wavelength range, but the trend of curves remained similar. More importantly, the straw coverage increased the spectral reflectance of soil. The spectrum of straw coverage soil was much more similar to the straw spectrum, as the degree of the straw cover increased. In addition, there were the absorption characteristics near 1 730 and 2 090 nm in the straw covered soil, compared with the pure soil. 2) The soil spectrum was effectively separated from the straw mixed spectrum after NMF unmixing. There were more outstanding characteristics of straw in the separated straw spectrum on the whole with the increase of straw coverage, when the degree of the straw cover reached 15%. The typical characteristics of straw were achieved in the separated straw spectrum, when the straw coverage was less than 25%. There was a significant fluctuation in the spectral curve of the extracted soil and straw, indicating the unstable soil reflection, when the straw coverage increased to more than 30%. It infers that the performance of NMF was confined to the low straw coverage in this case. 3) The soil spectra that extracted from the straw mixed spectra was successfully utilized to estimate the soil salinity. The high accuracy of the model was achieved using the soil spectral data after NMF spectral unmixing, compared with the original mixed ones. Specifically, the average coefficient of determination, R2, of the soil salt model was 0.68, the average Root-Mean-Square Error (RMSE) was 6.34, and the average ratio of Prediction Deviation (RPD) was 1.47 after NMF unmixing. Among them, the average R2 and RPD were 0.07 and 0.25 higher than the original mixing, respectively, whereas, the average RMSE was 1.22 lower. The RPD of the improved model was also greater than 1.4, when the degree of the straw cover was less than 25%. The findings can provide a practical basis to efficiently improve the near-ground remote-sensing estimation accuracy of straw covered saline lands in the Yellow River Delta.

       

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